SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Hockridge Stuart A

(Last) (First) (Middle)
C/O ALIGN TECHNOLOGY INC.
2820 ORCHARD PARKWAY

(Street)
SAN JOSE CA 95131

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALIGN TECHNOLOGY INC [ ALGN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP Global HR
3. Date of Earliest Transaction (Month/Day/Year)
10/31/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/31/2019 S 5,049 D $250.0803(1) 247(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.88 to $250.31, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
2. Includes six (6) shares acquired under the ALGN ESPP on July 31, 2019.
Julie Ann Coletti Atty-in-Fact for Stuart Hockridge 11/01/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE
      The undersigned, as an officer or director of 
Align Technology, Inc. (the "Company"), hereby constitutes 
and appoints John Morici and Julie Ann Coletti and each of them, 
the undersigned's true and lawful 
attorney-in-fact and agent to complete and execute such 
Forms 144, Forms 3, 4 and 5 and other forms as such attorney 
shall in his discretion determine to be required or advisable 
pursuant to Rule 144 promulgated under the Securities Act of 
1933, as amended, Section 16 of the Securities Exchange 
Act of 1934,as amended, and the rules and regulations 
promulgated thereunder, or any successor laws and 
regulations, as a consequence of the undersigned's 
ownership, acquisition or disposition of securities of 
the Company, and to do all acts necessary in order to 
file such forms with the Securities and Exchange 
Commission, any securities exchange or national 
association, the Company and such other person or 
agency as the attorney shall deem appropriate.  The 
undersigned hereby ratifies and confirms all that 
said attorneys-in-fact and agents shall do or cause 
to be done by virtue hereof.
      This Limited Power of Attorney shall remain in full 
force and effect until the
 undersigned is no longer required 
to file Forms 3, 4 and 5 with respect to the undersigned's 
holdings of and transactions in securities issued by 
the Company unless earlier revoked by the undersigned 
in a writing delivered to the foregoing attorneys-in-fact.
      This Limited Power of Attorney is executed at 
San Jose, California, as of the date set forth below. 
					
			
					/s/Stuart Hockridge
					Stuart Hockridge
					Dated:  07/17/19
Witness:
		
/s/ Jenifer Fishel		
Jenifer Fishel
Dated: 07/17/2019