SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person* Kolli Sreelakshmi (Last) (First) (Middle) C/O ALIGN TECHNOLOGY INC. 2560 ORCHARD PARKWAY (Street) SAN JOSE CA 94131 (City) (State) (Zip)	2. Date of Event Requiring Statement (Month/Day/Year) 11/07/2016	3. Issuer Name and Ticker or Trading Symbol ALIGN TECHNOLOGY INC [ ALGN ]
		4. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) VP, Info Technology	5. If Amendment, Date of Original Filed (Month/Day/Year)
			6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	16,099	D
Common Stock	2,400	I	Jointly with spouse

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(1)	(1)	Common Stock	1,250	0.0001(2)	D
Restricted Stock Unit	(3)	(3)	Common Stock	2,350	0.0001(2)	D
Restricted Stock Unit	(4)	(4)	Common Stock	1,106	0.0001(2)	D
Restricted Stock Unit	(5)	(5)	Common Stock	4,140	0.0001(2)	D
Restricted Stock Unit	(6)	(6)	Common Stock	2,598	0.0001(2)	D
Restricted Stock Unit	(7)	(7)	Common Stock	5,460	0.0001(2)	D
Restricted Stock Unit	(8)	(8)	Common Stock	7,609	0.0001(2)	D

Explanation of Responses:

1. This restricted stock unit was granted on January 2, 2013, and a portion of the restricted stock unit vested prior to the date reporting person became subject to Section 16. These shares will become vested on December 20, 2016 provided that reporting person is a service provider to the Company on such vest date, and shares will be delivered to reporting person on such vest date.

2. Represents par value of ALGN Common Stock

3. This restricted stock unit was granted on February 20, 2013, and a portion of the restricted stock unit vested prior to the date reporting person became subject to Section 16. These shares will become vested on February 20, 2107, provided that reporting person is a service provider to the Company on such vest date, and shares will be delivered to reporting person on such vest date.

4. This restricted stock unit was granted on December 20, 2013 and portion of the restricted stock unit became subject to Section 16. One-half of the shares noted in column 3 will become vested on December 20, 2106, provided that reporting person is a service provider to the Company on such vest date, and shares will be delivered to reporting person on such vest date. The remaining shares will vest on December 20, 2017 and shares will be delivered to reporting person on such vest date.

5. This restricted stock unit was granted on February 20, 2014, and a portion of the restricted stock unit vested prior to the date reporting person became subject to Section 16. One-half of the shares noted in column 3 will become vested on February 20, 2017, provided that reporting person is a service provider to the Company on such vest date, and shares will be delivered to reporting person on such vest date. The remaining shares will vest on February 20, 2018 and shares will be delivered to reporting person on such vest date.

6. This restricted stock unit was granted on February 20, 2014, and a portion of the restricted stock unit vested prior to the date reporting person became subject to Section 16. The shares noted in column 3 will become vested on February 20, 2017, provided that reporting person is a service provided to the Company on such vest date, and shares will be delivered to reporting person on such vest date.

7. This restricted stock unit was granted on February 20, 2015 and a portion of the restricted stock unit vested prior to the date reporting person became subject to Section 16. 1,820 of the shares noted in column 3 will become vested on February 20, 2017 provided that reporting person is a service provider to the Company on such vest date, and shares will be delivered to reporting person on such vest date. 1,820 of the remaining shares will vest annually thereafter, and vested shares will be delivered to reporting person on each vest date.

8. 1/4th of the restricted stock unit granted on February 20, 2016 will become vested on February 20, 2017 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter, and shares will be delivered to reporting person on each vest date.

	Roger E George Atty-in-Fact for Sreelakshmi Kolli	11/14/2016
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE
      The undersigned, as an officer or director of
Align Technology, Inc. (the "Company"), hereby constitutes
and appoints Roger E George and Yvonne R. Valiquette and each
of them,the undersigned's true and lawful
attorney-in-fact and agent to complete and execute such
Forms 144, Forms 3, 4 and 5 and other forms as such attorney
shall in his discretion determine to be required or advisable
pursuant to Rule 144 promulgated under the Securities Act of
1933, as amended, Section 16 of the Securities Exchange
Act of 1934,as amended, and the rules and regulations
promulgated thereunder, or any successor laws and
regulations, as a consequence of the undersigned's
ownership, acquisition or disposition of securities of
the Company, and to do all acts necessary in order to
file such forms with the Securities and Exchange
Commission, any securities exchange or national
association, the Company and such other person or
agency as the attorney shall deem appropriate.  The
undersigned hereby ratifies and confirms all that
said attorneys-in-fact and agents shall do or cause
to be done by virtue hereof.
      This Limited Power of Attorney shall remain in full
force and effect until the undersigned is no longer required
to file Forms 3, 4 and 5 with respect to the undersigned's
holdings of and transactions in securities issued by
the Company unless earlier revoked by the undersigned
in a writing delivered to the foregoing attorneys-in-fact.
      This Limited Power of Attorney is executed at
San Jose, California, as of the date set forth below.


					/s/Sreelakshmi Kolli
					Sreelakshmi Kolli
					Dated:  11/04/16
Witness:

/s/ Yvonne Valiquette
Yvonne Valiquette
Dated: 11/04/16